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Securities regulation in the United States
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111	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the year ended December 31, 2015 Add to Reading List Source URL: www.morganstanley.com Language: English Economy Finance Money Systemic risk Financial markets SEC filings Great Recession in the United States Presidency of Barack Obama Regulation S-K Systemically important financial institution Basel III Form 10-K
112	CANADIAN SECURITIES ADMINISTRATORSEnforcement Report Canadian Securities Administrators About the CSA Add to Reading List Source URL: www.securities-administrators.ca Language: English - Date: 2016-02-19 12:28:03 Economy Financial regulation Stock market Canadian Securities Administrators Self-regulatory organizations Canadian securities regulation Corruption Securities commission Investment Industry Regulatory Organization of Canada International Organization of Securities Commissions Securities regulation in the United States Security
113	View the online version at http://us.practicallaw.comStart-up Equity Awards: Securities Law Considerations JOSEPH M. WALLIN AND SUSAN S. SCHALLA, CARNEY BADLEY SPELLMAN, P.S., WITH PRACTICAL LAW CORPORATE & Add to Reading List Source URL: joewallin.com Language: English - Date: 2015-07-23 17:54:35 U.S. Securities and Exchange Commission Finance Economy Money Crowdfunding United States securities law 73rd United States Congress SEC filings Securities Act Regulation D Securities regulation in the United States Regulation A
114	Attorney Advertising Uniondale 1320 RXR Plaza Uniondale, NY Add to Reading List Source URL: www.farrellfritz.com Language: English - Date: 2015-06-16 09:59:01 Economy Finance Money Corporate finance Stock market Financial markets U.S. Securities and Exchange Commission 73rd United States Congress Shelf registration Initial public offering Securities offering Securities regulation in the United States
115	SECURITIES AND EXCHANGE COMMISSION Washington, D.C__________ FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 Add to Reading List Source URL: www.leucadia.com Language: English - Date: 2011-11-08 17:04:06 Financial statements United States Generally Accepted Accounting Principles Income tax in the United States International Financial Reporting Standards Income Comprehensive income Balance sheet Income statement Regulation S-X Accountancy Finance Business
116	SEC News Digest, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-05-14 16:43:50 Self-regulatory organizations Economy of the United States Financial regulation Financial economics Securities Exchange Act Securities Act Securities regulation in the United States Financial Industry Regulatory Authority Chicago Stock Exchange United States securities law 73rd United States Congress United States Securities and Exchange Commission
117	General Counsel North American Securities Administrators Association, Inc. (NASAA) Position Summary: The General Counsel serves both a policy and legal role at NASAA. As the director of the NASAA legal department the Gen Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-06-02 13:08:52 Investment Financial regulation North American Securities Administrators Association Securities Industry and Financial Markets Association Securities regulation in the United States United States securities law Financial economics Financial system
118	NOT FOR DISTRIBUTION TO UNITED STATES NEWSWIRE SERVICES OR FOR DISSEMINATION IN THE UNITED STATES PRD ENERGY ANNOUNCES CLOSING OF APPROXIMATELY $23 MILLION PRIVATE PLACEMENTS CALGARY, ALBERTA – May 22, 2014, PRD Energy Add to Reading List Source URL: www.prdenergy.de Language: English - Date: 2014-05-29 15:34:27 Securities Act United States Securities and Exchange Commission Stock market Financial economics Financial regulation Investment United States securities law 73rd United States Congress New Deal
119	Microsoft Word - Press Release Re Shareholder Approval _FINAL_ Add to Reading List Source URL: www.petrofrontier.com Language: English - Date: 2015-03-04 15:06:03 United States Securities and Exchange Commission 73rd United States Congress Toronto Stock Exchange New Deal Securities Act TSX Venture Exchange Forward-looking statement U.S. Securities and Exchange Commission Securities regulation in the United States Economy of Canada Canada United States securities law
120	Posting Number: 9-15 Opening Date: Add to Reading List Source URL: www.ssb.state.tx.us Language: English - Date: 2015-06-08 16:07:16 United States securities law SEC filings Texas State Securities Board Financial adviser Securities regulation in the United States

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